401k Plans

Click here to see The Advisory Advantage Brochure

                             The Advisory Capabilites Overview

Our Promise:

  • True Independence
  • Total Commitment to Plan Sponsors’ Interests
  • Unsurpassed Service
  • Emphasis on Risk Management and Cost Control
  • Dedication to Best Practices and Plan Success

Our Focus: 

Company-sponsored retirement plans and their regulation are getting more complicated.

  • We are completely independent
  • We partner directly with you and have no conflicts of interest
  • We help reduce your legal and financial risk
  • We use a direct and transparent approach that communicates expertise and confidence to sponsors and participants
  • We have a proven record of increasing efficiencies and boosting participation rates for plan success

Our Services:

  • Fiduciary Process Management
  • Plan Benchmarking
  • Cost Analysis
  • Fiduciary Risk Reviews
  • Regulatory Updates
  • Plan Design Assistance
  • Plan Investment Reviews
  • Investment Policy Statements
  • Custom Employee Education Program
  • Fee Negotiation and Reduction
  • Advocacy with Service Providers
  • Thorough Due Diligence

Our Approach:

We work directly with you and your employees to provide outstanding service and an overall education strategy.

Advocacy:

Find the right provider and ensure performance

Efficiency:

Reduce the time that you and your staff spend on the retirement plan and maximize the plan’s benefits to your company.

Advice:

Ensure plan design and investments remain current

Protection:

Complete needed documentation, ensure compliance and develop a prudent fiduciary process

The Advisory Advantage:

The Advisory                                                              Broker/Provider

  •   Totally independent   

X        Often locked together
  •   Fiduciary status in writing

X        Conflict of interest
  •   Compensated only by client

X        No fiduciary role
  •   Upholds fiduciary standards

X        Broker paid by provider
  •   Broadest possible range of providers         Plan Benchmarking

X        Held to suitability standard only

 

We deliver:
  • Independence, flexibility and integrity
  • Deep expertise from a dedicated team
  • A disciplined process
  • Comprehensive, “hands on” approach

Client receives:
  • A partner working only for you
  • Increased sponsor and participant confidence
  • Reduced risk and improved plan success
  • Proven results and unbeatable service
  • A motivated, engaged partner

                       

For more information Contact Us