401k Plans

Click here to see The Advisory Advantage Brochure

                             The Advisory Capabilites Overview

Our Promise:

  • True Independence
  • Total Commitment to Plan Sponsors’ Interests
  • Unsurpassed Service
  • Emphasis on Risk Management and Cost Control
  • Dedication to Best Practices and Plan Success

Our Focus: 

Company-sponsored retirement plans and their regulation are getting more complicated.

  • We are completely independent
  • We partner directly with you and have no conflicts of interest
  • We help reduce your legal and financial risk
  • We use a direct and transparent approach that communicates expertise and confidence to sponsors and participants
  • We have a proven record of increasing efficiencies and boosting participation rates for plan success

Our Services:

  • Fiduciary Process Management
  • Plan Benchmarking
  • Cost Analysis
  • Fiduciary Risk Reviews
  • Regulatory Updates
  • Plan Design Assistance
  • Plan Investment Reviews
  • Investment Policy Statements
  • Custom Employee Education Program
  • Fee Negotiation and Reduction
  • Advocacy with Service Providers
  • Thorough Due Diligence

Our Approach:

We work directly with you and your employees to provide outstanding service and an overall education strategy.


Find the right provider and ensure performance


Reduce the time that you and your staff spend on the retirement plan and maximize the plan’s benefits to your company.


Ensure plan design and investments remain current


Complete needed documentation, ensure compliance and develop a prudent fiduciary process

The Advisory Advantage:

The Advisory                                                              Broker/Provider

  •   Totally independent   

X        Often locked together

  •   Fiduciary status in writing

X        Conflict of interest

  •   Compensated only by client

X        No fiduciary role

  •   Upholds fiduciary standards

X        Broker paid by provider

  •   Broadest possible range of providers         Plan Benchmarking

X        Held to suitability standard only


We deliver:

  • Independence, flexibility and integrity
  • Deep expertise from a dedicated team
  • A disciplined process
  • Comprehensive, “hands on” approach

Client receives:

  • A partner working only for you
  • Increased sponsor and participant confidence
  • Reduced risk and improved plan success
  • Proven results and unbeatable service
  • A motivated, engaged partner


For more information Contact Us